Mary is a registered agent with xyz brokerage services. sue is a licensed insurance agent with abc life insurance company but is not registered to sell securities. sue solicits the sale of mutual fund shares with her clients and processes the transaction through mary. mary splits her commissions with sue. how has mary violated the nasaa statement of policy on dishonest & unethical behavior? [a] she split her commissions[b] she sold away from her broker/dealer[c] the activity that she engaged in was unregistered[d] she sold unsuitable securities

[A] She split her commissions

Explanation:

According to the NASAA Statement of Policy on Dishonest & Unethical Behavior, which is very strict regarding these kinds of situations,  it is not considered legal that an agent shares their comissions with any person that does not count on the lawful registration with the same broker-dealer

the correct answer is ) possibility.

demonstrating opportunity cost is done through production possibility.

the opportunity cost can be demonstrated using the production possibility frontier or curve. this graphic shows the total number of possibilities for two products when we have the resources needed and used in an efficient manner. the main resources could be money, labor, and technology. the curve shows that the production of one good increases when the production of the othe

d

explanation:

it establishes america’s basic laws and fundamentals to its citizens.