Social Studies, 03.01.2020 02:31 hartmaaj95
Non-exempt issuers are required to file registration statements with which of the following entities under the 1933 act?
[a] such issuers must file with the state in which the business is located.
[b] such issuers must file with the state in which the securities will be sold.
[c] such issuers must file with the securities exchange commission (sec).
[d] such issuers must file with the financial industry regulatory authority (finra).
Answers: 3
Social Studies, 22.06.2019 03:00
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Social Studies, 22.06.2019 20:50
According to bowers, which of the following best describes the dominance of interest groups in the state of nevada over time? political machines dominated during the first 50 years; from 1908 to 1958 railroad and mining interests dominated; primarily gaming interests from 1958 to the present. the railroad and mining interests dominated during the first 50 years of statehood; political machines dominated from 1908 to 1958; primarily gaming interests have dominated from 1958 to present. gaming interests have always dominated. railroad and mining interests dominated from statehood until 1959; gaming interests have dominated from 1959 to present. no one interest has ever dominated at any one time.
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Social Studies, 22.06.2019 21:00
Karin bought illegal firearms at a gun show. at her trial, she alleged that she had committed this crime because her boyfriend had threatened to harm her and her two daughters if she did not. her lawyer asked the judge to instruct the jury that the prosecution had an obligation to prove beyond a reasonable doubt that karin had acted freely. instead, the judge told the jury that karin had the burden of proving duress by a preponderance of the evidence. who is correct?
Answers: 1
Non-exempt issuers are required to file registration statements with which of the following entities...
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