Social Studies, 30.09.2019 23:10 jraghubir50
Following the rules of the uniform securities act, an investment adviser ensures that all clients receive a written contract prior to engaging in advisory activities in their accounts. the contract clearly states all of the account details, including the services to be provided, the fees to be charged and the procedure for handling early terminations. because the ia has a tendency to pursue some rather unorthodox methods of analysis, the contract provides that the clients waive their right to sue in the event that the ia violates any provision of the usa. under the nasaa model rule on unethical business practices of investment advisers, investment adviser representatives and federal covered advisers: a) waivers of this type are never permitted. b) the adviser has met the requirements of providing a written contract. c) the contract is only enforceable if signed by the client. d) the contract is misleading and could lead to action by the administrator.
Answers: 3
Social Studies, 21.06.2019 12:50
Which individual below advocated that democracy would give way to socialism and capitalism would change into communism?
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Social Studies, 22.06.2019 03:00
Explain the events that led to the iranian revolution and the following iranian hostage crisis. how was the united states involved with iran? describe the arab-israeli conflicts of the 20th century. be sure to include specific military interventions, peace agreements, and the ultimate reason for conflict.
Answers: 1
Social Studies, 22.06.2019 05:00
In at least two paragraphs, discuss the differences between the principles of republicanism and democracy. explain whether you think the united states is more of a republic or a democracy. refer to at least one example from the constitution. (10 points)
Answers: 2
Social Studies, 22.06.2019 17:30
What is a capital crime? its not social studies but they don't have criminal justice
Answers: 2
Following the rules of the uniform securities act, an investment adviser ensures that all clients re...
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