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Business, 29.12.2021 09:20 nataliaaaaa10

Under the Uniform Securities Act, an investment adviser would be exempt from registration in a state in which he has no place of business if he A) had no more than 5 clients in that state within the past 12 months B) had no more than 10 clients in that state within the past 12 months C) is registered as a broker-dealer D) had no more than 15 clients in that state within the past 12 months

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