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Business, 17.12.2021 01:00 love12236

Under the Uniform Securities Act, the term broker-dealer would include A) an issuer distributing its own common stock offering B) a trust company C) a person with no office in the state who directs offers to no more than 5 individual residents of the state in any 12-month period D) an agent registered under the act who from time to time sells stock from personal inventory

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