subject
Business, 03.06.2021 23:30 snikergrace

When completing a new account form, you discover that the customer is an accounting supervisor at another FINRA member firm. Under FINRA rules, all of the following procedures are required EXCEPT: A Prior to opening the account, written approval of the employing member must be obtained B The associated person opening the account must give written notice to the executing member of his or her association with the employer member C Duplicate confirmations and statements must be sent to the employer member on request D Annual account summaries of all activity must be sent to the employer member

ansver
Answers: 1

Another question on Business

question
Business, 22.06.2019 01:00
How does the economy of cuba differ from the economy of north korea? in north korea, the government’s control of the economy has begun to loosen. in cuba, the government maintains a tight hold over the economy. in cuba, the government’s control of the economy has begun to loosen. in north korea, the government maintains a tight hold over the economy. in north korea, there is economic uncertainty in exchange for individual choice. in cuba, there is economic security in exchange for government control. in cuba, there is economic uncertainty in exchange for individual choice. in north korea, there is economic security in exchange for government control.\
Answers: 2
question
Business, 22.06.2019 19:30
Oz makes lion food out of giraffe and gazelle meat. giraffe meat has 18 grams of protein and 36 grams of fat per pound, while gazelle meat has 36 grams of protein and 18 grams of fat per pound. a batch of lion food must contain at least "46,800" grams of protein and 70,200 grams of fat. giraffe meat costs $1/pound and gazelle meat costs $2/pound. how many pounds of each should go into each batch of lion food in order to minimize costs? hint [see example 2.]
Answers: 1
question
Business, 22.06.2019 19:50
Right medical introduced a new implant that carries a five-year warranty against manufacturer’s defects. based on industry experience with similar product introductions, warranty costs are expected to approximate 2% of sales. sales were $8 million and actual warranty expenditures were $42,750 for the first year of selling the product. what amount (if any) should right report as a liability at the end of the year?
Answers: 2
question
Business, 22.06.2019 20:00
Experienced problem solvers always consider both the value and units of their answer to a problem. why?
Answers: 3
You know the right answer?
When completing a new account form, you discover that the customer is an accounting supervisor at an...
Questions
question
Engineering, 05.12.2020 01:00
question
English, 05.12.2020 01:00
question
Biology, 05.12.2020 01:00
question
Mathematics, 05.12.2020 01:00
Questions on the website: 13722360