subject
Business, 01.06.2021 19:40 eburnhisel2023

A new customer wishes to open an account at your firm by purchasing $5,000 of DEF mutual fund shares. He informs you that he has previously invested $30,000 in the fund at another broker-dealer. As the registered representative handling the account, you should tell the customer that: A to qualify for the breakpoint, he must buy the shares from the other broker-dealer B he must transfer the account from the other broker-dealer in order to qualify for the breakpoint C he qualifies for a breakpoint sales charge reduction on the $5,000 purchase D cannot qualify for a breakpoint sales charge reduction on the $5,000 purchase

ansver
Answers: 2

Another question on Business

question
Business, 21.06.2019 19:30
In business,what would be the input, conversion and output of operating a summer band camp
Answers: 1
question
Business, 21.06.2019 20:30
In general, as long as the number of firms that possess a particular valuable resource or capability is less than the number of firms needed to generate perfect competition dynamics in an industry, that resource or capability can be considered and a potential source of competitive advantage.answers: valuablerareinimitableun-substitutable
Answers: 1
question
Business, 22.06.2019 08:40
Exercise 18-15 sheffield appliance center is an experienced home appliance dealer. sheffield appliance center also offers a number of services for the home appliances that it sells. assume that sheffield appliance center sells ovens on a standalone basis. sheffield appliance center also sells installation services and maintenance services for ovens. however, sheffield appliance center does not offer installation or maintenance services to customers who buy ovens from other vendors. pricing for ovens is as follows. oven only $790 oven with installation service 850 oven with maintenance services 970 oven with installation and maintenance services 990 in each instance in which maintenance services are provided, the maintenance service is separately priced within the arrangement at $180. additionally, the incremental amount charged by sheffield appliance center for installation approximates the amount charged by independent third parties. ovens are sold subject to a general right of return. if a customer purchases an oven with installation and/or maintenance services, in the event sheffield appliance center does not complete the service satisfactorily, the customer is only entitled to a refund of the portion of the fee that exceeds $790. assume that a customer purchases an oven with both installation and maintenance services for $990. (b) indicate the amount of revenue that should be allocated to the oven, the installation, and to the maintenance contract.
Answers: 3
question
Business, 22.06.2019 20:00
Experienced problem solvers always consider both the value and units of their answer to a problem. why?
Answers: 3
You know the right answer?
A new customer wishes to open an account at your firm by purchasing $5,000 of DEF mutual fund shares...
Questions
question
Biology, 11.11.2021 14:00
question
Mathematics, 11.11.2021 14:00
question
English, 11.11.2021 14:00
Questions on the website: 13722363