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Business, 20.09.2020 09:01 damiangibson2

All of the following actions are dishonest or unethical business practices under the Uniform Securities Act or the North American Securities Administrators Association (NASAA) statements of policy EXCEPT:.A) an agent offering an unregistered exempt security for sale B) an agent suggesting to clients that they purchase a stock after learning from his father, the company's CEO, that the next earnings report would show a dramatic increase C) buying a stock in one market and selling it in another to create the appearance of increasing market interest D) implying to a prospect that the Administrator has approved of an agent's qualifications

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All of the following actions are dishonest or unethical business practices under the Uniform Securit...
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