Business, 15.08.2020 21:01 lilakatedancer

An IAR (Investment Adviser Representative) is employed by a Registered Investment Adviser in a State. The IAR has a young, wealthy, client with an investment objective of aggressive growth. To meet the objective, the IAR engages in active trading strategies, using an outside broker to effect the trades at a discounted rate. The IAR receives a small payment from the broker for these trades. Which statement is TRUE

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An IAR (Investment Adviser Representative) is employed by a Registered Investment Adviser in a State...

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