"A customer wishes to open an account at a FINRA member firm, but wishes his identity to remain hidden to the employees at the branch office. Which statement is TRUE?"

Complete Question:

A customer wishes to open an account at a FINRA member firm, but wishes his identity to remain hidden to the employees at the branch office. Which statement is TRUE?

Group of answer choices

A. The customer's request cannot be accommodated

B. The customer must apply to FINRA to open such an account

C. The customer must sign a statement attesting to account ownership for such a request to be honored

D. The customer must submit a photo identification to open such an account

C. The customer must sign a statement attesting to account ownership for such a request to be honored.

Explanation:

When a customer wishes to open an account at a Financial Industry Regulatory Authority (FINRA) member firm, but wishes his identity to remain hidden to the employees at the branch office. The customer must sign a statement attesting to account ownership for such a request to be honored. This simply means that, according to the policy of the Financial Industry Regulatory Authority, it is required that the customer signs a statement which expressly states or attests to the fact that he is the sole owner of the account.

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