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Business, 12.06.2020 15:57 heaven8606

A new customer wishes to open an account at your firm by purchasing $5,000 of DEF mutual fund shares. He informs you that he has previously invested $30,000 in the fund at another broker-dealer. As the registered representative handling the account, you should tell the customer that:

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A new customer wishes to open an account at your firm by purchasing $5,000 of DEF mutual fund shares...
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