Business, 24.03.2020 05:02 Samonerob2002

The self-supporting spouse of a registered representative has an account with your firm. Your firm is underwriting the initial public offering (IPO) of ACME Co. common stock, and the spouse inquires about whether it is possible to receive an allocation. The registered representative should inform the spouse that the issue:A. cannot be purchased through the IPO
B. can only be purchased through the IPO if the amount purchased is insubstantial
C. can only be purchased through the IPO with the approval of FINRA
D. can be purchased through the IPO without restrictions

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