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Business, 28.02.2020 04:16 Bra1nPowers

A registered representative at a FINRA member firm goes on the Board of Directors of a not-for-profit charity. Which statement is TRUE?

A. This event must be reported as an Outside Business Activity to FINRA on the individual's U-4 Form
B. This event must be reported to the individual's employer
C. This event must be reported as an Outside Business Activity to both FINRA on the individual's U-4 Form and to his or her employer
D. No report is required to either FINRA or the employing member firm

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