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Business, 08.01.2020 06:31 Skylar4483

You are an investment adviser representative (iar) at a state-registered investment adviser. under the uniform securities act, you must be registered if you do not currently have a place of business in the state, and if your clientele includes which of the following?
[a] the business of another investment adviser (ia)
[b] the business of a mutual fund
[c] the business of an employee benefit plan
[d] the business of an accredited investor.

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