Under nasaa's statement of policy on dishonest or unethical business practices of broker/dealers and agents, which of the following is not considered when determining excessive trading in a client's account? a) investment objectives of the client. b) client's financial status. c) length of association with the agent. d) character of the account.

Under NASAA's Statement of Policy on Dishonest or Unethical Business Practices of Broker/Dealers and Agents, which of the following is NOT considered when determining excessive trading in a client's account:

C) Length of association with the agent.

Explanation:

NASAA stands for The North American Securities Administrators Association that ensure the safety of the investor.The option a, b and d are not correct as the Under the NASAA's statement of policy of dishonest or unethical business practices of broker/dealers and agents, investment objectives of the client, financial status of the client as well as the character of the account are considered. The option c is correct as length of association with the agent is not the concern of the NASAA so it is taken into the consideration.

The answer is b as in boy

Ill you if you me: )