Business, 03.01.2020 01:31 baylabrown
According to federal regulations, the sec would have to issue an exemptive order before a mutual fund may
[a] adopt a 12b-1 plan.
[b] change its investment objectives
[c] employ as an investment adviser a person who has been convicted within the past 10 years of a crime involving the securities business.
[d] do any of the above
Answers: 3
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