Business, 24.10.2019 17:43 kasonlowery

Acustomer asks a registered representative to write an evaluation on a particular company. which of the following are true? the evaluation must be initialed by a principal before being sent out. the evaluation must be sent to an exchange 10 days prior to being sent out. the registered representative must have a reasonable basis for the recommendation. the evaluation can be sent out with the approval of the registered representative only.

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Acustomer asks a registered representative to write an evaluation on a particular company. which of...

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