Business, 08.10.2019 01:30 jackiemiranda2010

Sharon smith is an agent for highwater securities, a broker/dealer registered in all 50 states. sharon receives an unsolicited order from a bank located in state x, a state in which she has no place of business. under the uniform securities act,

a) because sharon has no place of business in state x and the order is unsolicited, sharon may accept the order without registering in state x.
b) because highwater securities is registered in all 50 states, sharon must also be registered in all of them.
c) sharon must be registered in state x in order to accept the order.
d) because sharon has no place of business in state x and the client is an institution, sharon may accept the order without registering in state x.

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