subject
Business, 27.09.2019 03:10 gabrieljerron

An agent of a broker-dealer that works out of a branch office during the week sends e-mails to customers about potential investment ideas from his home when he works during weekends. which statement is true?

a. these e-mails are not required to be retained because they originate from the agent's home and not from the agent's regular place of business
b. these e-mails are not required to be retained because only physical, not electronic, records are subject to the record retention requirements
c. these e-mails must be retained for a minimum of 1 year
d. these e-mails must be retained for a minimum of 3 years

ansver
Answers: 3

Another question on Business

question
Business, 22.06.2019 09:00
Asap describe three different expenses associated with restaurants. choose one of these expenses, and discuss how a manager could handle this expense.
Answers: 1
question
Business, 22.06.2019 11:00
Samantha is interested in setting up her own accounting firm and wants to specialize in the area of accounting that has experienced the most significant growth in recent years. which area of accounting should she choose as her specialty? samantha should choose as her specialty.
Answers: 1
question
Business, 22.06.2019 15:10
Paying attention to the purpose of her speech, which questions can she eliminate? a. 1 and 2 b. 3 c. 2 and 4 d. 1-4
Answers: 2
question
Business, 22.06.2019 20:20
Digitalhealth electronics inc. is a company that builds diagnostic devices. it was the first company to develop a compact mri scanner by reconfiguring the components of the mri technology. this smaller and user-friendly version of the huge mri scanner created demand from small hospitals, nursing homes, and private practice doctors who were earlier dependent on the scanning machines in large hospitals. which of the following types of innovations does this scenario best illustrate? a. disruptive innovation b. incremental innovation c. radical innovation d. architectural innovation
Answers: 3
You know the right answer?
An agent of a broker-dealer that works out of a branch office during the week sends e-mails to custo...
Questions
question
Mathematics, 17.12.2020 21:10
question
Social Studies, 17.12.2020 21:10
question
English, 17.12.2020 21:10
Questions on the website: 13722359